Awards and Recognition
Featured Awards
Corporate Finance & Capital Markets
Country Awards: China Equity House – CITIC Securities
Fixed Income, Currencies, Commodities
2024 Cross-border Subscription Pioneer (Investor), Bond Connect 2024
Wealth Management
“Best Wealth Manager HK”- Triple A Awards Private Capital 2024 for Private Banks, Wealth & Investment Bank Advisers, Solutions and Index Providers by The Asset
Fund Services
“Hong Kong Fintech Innovation in Asset Management WINNER”, Asia Asset Management Best of the Best Awards 2024
Asset Management
CLSA Asset Management Limited, “Top Investment House in Asian G3 Bonds for 2024”, The Asset
Equity Derivatives
“Best House, South Korea”, Structured Retail Products (SRP) Asia-Pacific Awards 2024
Institutional Equities
Asiamoney Poll 2023 – 2nd Best Regional Brokerages
RECENT AWARDS
1. Corporate Finance & Capital Markets
IFR Asia Awards 2024
- Country Awards: China Equity House – CITIC Securities
- Country Awards: China Bond House – CITIC Securities
2. Fixed Income, Currencies, Commodities
- 2024 Cross-border Subscription Pioneer (Investor), Bond Connect 2024
- Northbound Outstanding Investment Bank, Bond Connect 2024
3. Wealth Management
- “2023 Best Investment Bank HK China-Wealth Management” -IPWM China Awards by Wealth Magazine
- “Best Wealth Management Enterpreneurs”-2023 Asian Private Banker 6th China Wealth Awards
- “Best Wealth Manager Investment and Research”-2023 Asian Private Banker 6th China Wealth Awards
- “Best China Broker-Offshore China Fund Award 2023” by Chinese Asset Management Association of Hong Kong ‧ Bloomberg
- “Best Wealth Manager HK”- Triple A Awards Private Capital 2024 for Private Banks, Wealth & Investment Bank Advisers, Solutions and Index Providers by The Asset
- “Top 50 China family Office”-2023 Family Office Awards by CAIJING
- “Most Influential Family Office”-2023 Family Office Awards by CAIJING
- “Top 30 Chinese Family Offices”-Forbes China Family Office Annual Selection 2024
- “Top 10 Asset Management Capabilities”- Forbes China Family Office Annual Selection 2024
- “Outstanding Family Office”-2024 Overseas Fund New Wisdom Award by Zhitongcaijing Xinzhi Awards 2024
- “2024 Best Investment Bank HK China-Wealth Management” · IPWM China Awards by Wealth Magazine
- “2024 China Family TOP 50 ”- IPWM China Awards by Wealth Magazine
4. Equity Derivatives
- “Best House, South Korea”, Structured Retail Products (SRP) Asia-Pacific Awards 2024
5. Fund Services
- “Rising Star Award for Hedge Fund Administration Service Provider (Hong Kong)”, Asset Triple A Awards 2024 – Sustainable Investing Awards – Alternatives
- “Best Administrator – Innovation”, HFM Asia Services Awards 2024
- “Hong Kong Fintech Innovation in Asset Management WINNER”, Asia Asset Management Best of the Best Awards 2024
- “Best Fund Administration Service Provider”, Hong Kong Limited Partnership Fund Association Annual Awards 2024
- “Outstanding Offshore Administrator”, 16th Jiefu Fund and Wealth Management Awards
- “Comprehensive Best Service Performance Award” and the “Best Fintech Innovation Award”, Zhitongcaijing Jinzhonghuan Financial Institution List 2024
- “Outstanding Fund Administrator Awards”, Zhitongcaijing Xinzhi Awards 2024
6. Asset Management
- CLSA Asset Management Limited, “Top Investment House in Asian G3 Bonds for 2024”, The Asset
- CLSA Short Duration China Bond Fund (I-USD Distribution), top ranking in Q2 2024’s “1-Year Greater China Bond Fund Performance List” by Wind and HKCAMA
PAST AWARDS
2023
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1. Corporate Finance & Capital Markets
IFR Asia Awards 2023
- Regional Awards: Asian Bank of the Year – CITIC Securities
- Country Awards: China Bond House – CITIC Securities
- Country Awards: Indonesia Capital Markets Deal – Amman Mineral Internasional’s Rp10.7trn IPO
FinanceAsia
Deal Awards – Asia
- Best IPO Asia – Sichuan Kelun-Biotech’s Hong Kong HK $1.56 billion IPO – Sponsor
- Best IPO SEA – Amman Mineral Internasional’s $708 million IPO – International Selling Agent, Joint Global Coordinator, Joint Lead Managing， Underwriter
- Best Property Deal Asia – Yuexiu Property’s HK$8.36 billion rights issue – Joint Underwriter
- Best Bond Deal China Offshore – China Taiping Insurance Holdings’ $2 billion PerpNC5 RegS subordinated capital securities – JBR
2. Fixed Income, Currencies, Commodities
- 2023 Bond Connect Northbound Outstanding Investment Bank Award Winner
- One of the 20 exclusive inaugural trading participants globally to help launch trading on HKEX’s “Core Climate”
3. Wealth Management
- “Excellent Wealth Management – High Net Worth Client”, Financial Services Awards of Excellence 2023,
- “2023 Best Investment Bank HK China – Wealth Management”, IPWM China Awards
4. Fund Services
- “Best Fund Administration Mandate Alternatives (Hong Kong)”, Asset Triple A Awards 2023- Sustainable Investing Awards,
- “Best Offshore Fund Administrator”, 15th Caishi China Fund & Wealth Management, Jie Fu Awards
- “Best Provider of Fund Administration Services”, The Hong Kong Limited Partnership Fund Association Annual Awards 2023
- “Excellence in Fund Administration Services”, Zhitongcaijing Xinzhi Awards 2023
5. Asset Management
- CLSA Stable Income Fund SP won “One Year Yinghua Award – Credit Hedge” by China Fund News
- CLSA Asset Management Limited won “Top Investment House, Asian G3 Bonds” by The Asset
- CLSA Asset Management Limited won “Leading foreign bond trading participants” by SHENZHEN Stock Exchange
6. Equity Derivatives
- “Best House, South Korea”, Structured Retail Products (SRP) Asia-Pacific Awards 2023
- “Equity Derivatives House of The Year”, Asia Risk Awards 2023
7. Institutional Equities
Asiamoney Poll
Regional – brokers
- 1st Best for Corporate Access
- 2nd Best Brokerage Transformation
- 2nd Best Regional Brokerages
- 2nd Best Regional Brokerages for research
- 2nd Best Regional Brokerages for sales
- 3rd Best Regional Brokerages for sales trading
Australia
Brokers
- 1st Best Brokerage Transformation
- 1st Best Brokerages for ESG research
- 1st Best Execution
- 1st Best for Corporate Access
- 1st Best International Brokerages
- 1st Best International Brokerages for Research
- 1st Best International Brokerages for Sales
Individuals
- 1st Best Analyst for Banks – HENNING, Ed
- 1st Best Analyst for Consumer Staples – BARWICK, Richard
- 1st Best Analyst for Financials (non-banking) – HENNING, Ed
- 1st Best Analyst for Industrials – KANG, Daniel
- 1st Best Analyst for Real Estate – DRUCE, James
- 1st Best Economists – FISHWICK, Eric
- 1st Best Quantitative/Technical Analyst – BALANCO, Laurence
- 1st Best Salespeople – MALLACE, Amy
China (A&B shares)
Brokers
- 2nd Best Brokerage Transformation
- 2nd Best Brokerages for ESG research
- 2nd Best Domestic Brokerages
- 2nd Best Domestic Brokerages for Research
- 2nd Best Domestic Brokerages for Sales
- 2nd Best Execution
- 2nd Best for Corporate Access
Hong Kong
Brokers
- 2nd Best Brokerages for ESG research
- 2nd Best Execution
- 3rd Best Brokerages for Sales
- 3rd Best for Corporate Access
Indonesia
Brokers
- 1st Best International Brokerages
- 1st Best International Brokerages for Research
- 1st Best International Brokerages for Sales
- 2nd Best Brokerages for ESG research
- 2nd Best for Corporate Access
- 3rd Best Execution
Individuals
- 1st (Indonesia) Best Salespeople – TJIA, Novita
Japan
Brokers
- 2nd Best Brokerages for ESG research
- 2nd Best International Brokerages
- 2nd Best International Brokerages for Research
- 2nd Best International Brokerages for Sales
- 3rd Best Brokerage Transformation
- 3rd Best Execution
Individuals
- 1st Best Analyst for Banks – YANAGISAWA, Kazue
- 1st Best Analysts for Thematic Strategy – COCHRAN, Shaun
- 1st Best Salespeople – DEL PAPA, Massimiliano
South Korea
Brokers
- 3rd Best Brokerage Transformation
- 3rd Best Brokerages for ESG research
- 3rd Best Execution
- 3rd Best International Brokerages
- 3rd Best International Brokerages for Sales
Malaysia
Brokers
- 1st Best for Corporate Access
- 1st Best International Brokerages
- 1st Best International Brokerages for Research
- 1st Best International Brokerages for Sales
- 2nd Best Brokerage Transformation
- 3rd Best Brokerages for ESG research
- 3rd Best Execution
Individuals
- 1st Best Analyst for Industrials – YAP, Paul
- 1st Best Analyst for Media – YAP, Paul
- 1st Best Analyst for Semiconductors & Semiconductor Equipment – YAP, Paul
- 1st Best Analyst for Software, Internet & Services – YAP, Paul
- 1st Best Analyst for Technology Hardware & Equipment – YAP, Paul
- 1st Best Salespeople – LA FABER, Sean
- 1st Best Strategists – LIM, Sue Lin
Philippines
Brokers
- 1st Best Brokerage Transformation
- 1st Best Brokerages for ESG research
- 1st Best Execution
- 1st Best for Corporate Access
- 1st Best International Brokerages
- 1st Best International Brokerages for Research
- 1st Best International Brokerages for Sales
Individuals
- 1st Best Analyst for Banks – DY, Alfred
- 1st Best Analyst for Construction & Engineering – RAMOS, Joyce Anne
- 1st Best Analyst for Consumer Discretionary – RAMOS, Joyce Anne
- 1st Best Analyst for Consumer Staples – RAMOS, Joyce Anne
- 1st Best Analyst for Energy – GUARIN, Derrick
- 1st Best Analyst for Financials (non-banking) – DY, Alfred
- 1st Best Analyst for Materials – RAMOS, Joyce Anne
- 1st Best Analyst for Real Estate – ESTACIO-CRUZ, Wendy
- 1st Best Analyst for Telecommunication Services – GUARIN, Derrick
- 1st Best Analyst for Utilities – GUARIN, Derrick
- 1st Best Economists – NAFTE, Anthony
- 1st Best Quantitative/Technical Analyst – BALANCO, Laurence
- 1st Best Salespeople – TAMASE, Patricia
- 1st Best Sales Traders – LAO, Ruby
- 1st Best Strategists – DY, Alfred
Singapore
Brokers
- 2nd Best Brokerage Transformation
- 2nd Best International Brokerages
- 2nd Best International Brokerages for Sales
- 3rd Best Execution
- 3rd Best for Corporate Access
- 3rd Best International Brokerages for Research
Thailand
Brokers
- 1st Best for Corporate Access
- 1st Best International Brokerages for Research
- 2nd Best Brokerage Transformation
- 2nd Best Execution
- 2nd Best International Brokerages
- 2nd Best International Brokerages for Sales
Individuals
- 1st Best Analyst for Banks – WONK URAI, Weerapat
- 1st Best Analyst for Consumer Discretionary – WIANGPHOEM, Nantika
- 1st Best Analyst for Consumer Staples – WIANGPHOEM, Nantika
- 1st Best Salespeople – ASVATHITANONTA, Jhoanne
Taiwan
Brokers
- 3rd Best International Brokerages for Sales