Awards and Recognition
Featured Awards
Corporate Finance & Capital Markets
IFR Asia Awards 2025
- China Bond House — CITIC Securities
Fixed Income, Currencies, Commodities
Bond Connect — Outstanding Cross-Border Subscription Institutions (Investor)
Wealth Management
Wealth Magazine — IPWM China Awards – Best Investment Bank HK China-Wealth Management
Fund Services
The Asset — Sustainable Investing Awards – “Best Fund Administration Specialist, Private Funds”
Asset Management
Insights and Mandate Professional Investment Awards — Asia Bonds (3 years)
Equity Derivatives
HKEX Awards 2024 — Top Emerging Issuer (Structured Products)
Institutional Equities
Asiamoney Poll 2023 – 2nd Best Regional Brokerages
RECENT AWARDS
1. Equity Derivatives
- HKEX Awards 2024 — Top Emerging Issuer (Structured Products)
2. Wealth Management
- Wealth Magazine — IPWM China Awards – Best Investment Bank HK China-Wealth Management
- Wealth Magazine — IPWM China Awards – China Family TOP 50
- Euromoney — 2025 Private Banking Award – Hong Kong’s Best Wealth Management Institution – Next Generation Clients
- Asian Private Banker — 2024 China Wealth Awards – Best Wealth Management Entrepreneurs
- Hong Kong Economic Journal — 2025 Financial Services Awards of Excellence
- Corporate Treasure Awards 2025 — Best Strategies & Initiatives – Most Innovative Treasury Initiative
- Forbes — China Family Office Annual Selection – Top 30 Chinese Family Offices
- Tonghuashun × iFind — 2025 Annual Selection “Hong Kong Best Wealth Manager” (No trophy photo)
3. Corporate Finance & Capital Markets
IFR Asia Awards 2025
- China Bond House – CITIC Securities
- China Equity House – CITIC Securities
4. Fixed Income, Currencies, Commodities
- Bond Connect — Outstanding Cross-Border Subscription Institutions (Investor)
5. Asset Management
- Insights and Mandate Professional Investment Awards — Asia Bonds (3 years)
- Insights and Mandate Professional Investment Awards — Best China Fund House (Hong Kong)
6. Fund Services
- The Asset — Sustainable Investing Awards – “Best Fund Administration Specialist, Private Funds”
- HFM — Asian Services Awards – “Best Administrator, boutique and emerging managers”
- Zhitongcaijing — Xinzhi Awards – “Xinzhi Outstanding Fund Administrator Award”
- Zhitongcaijing — Jinzhonghuan Forum Financial Institution Awards – “Comprehensive Service Best Performance Award”
- Finfo Global —Jiefu Awards – “Outstanding Offshore Administrator”
PAST AWARDS
2024
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1. Corporate Finance & Capital Markets
IFR Asia Awards 2024
- Country Awards: China Equity House – CITIC Securities
- Country Awards: China Bond House – CITIC Securities
2. Fixed Income, Currencies, Commodities
- 2024 Cross-border Subscription Pioneer (Investor), Bond Connect 2024
- Northbound Outstanding Investment Bank, Bond Connect 2024
3. Wealth Management
- “2023 Best Investment Bank HK China-Wealth Management” -IPWM China Awards by Wealth Magazine
- “Best Wealth Management Enterpreneurs”-2023 Asian Private Banker 6th China Wealth Awards
- “Best Wealth Manager Investment and Research”-2023 Asian Private Banker 6th China Wealth Awards
- “Best China Broker-Offshore China Fund Award 2023” by Chinese Asset Management Association of Hong Kong ‧ Bloomberg
- “Best Wealth Manager HK”- Triple A Awards Private Capital 2024 for Private Banks, Wealth & Investment Bank Advisers, Solutions and Index Providers by The Asset
- “Top 50 China family Office”-2023 Family Office Awards by CAIJING
- “Most Influential Family Office”-2023 Family Office Awards by CAIJING
- “Top 30 Chinese Family Offices”-Forbes China Family Office Annual Selection 2024
- “Top 10 Asset Management Capabilities”- Forbes China Family Office Annual Selection 2024
- “Outstanding Family Office”-2024 Overseas Fund New Wisdom Award by Zhitongcaijing Xinzhi Awards 2024
- “2024 Best Investment Bank HK China-Wealth Management” · IPWM China Awards by Wealth Magazine
- “2024 China Family TOP 50 ”- IPWM China Awards by Wealth Magazine
4. Equity Derivatives
- “Best House, South Korea”, Structured Retail Products (SRP) Asia-Pacific Awards 2024
5. Fund Services
- “Rising Star Award for Hedge Fund Administration Service Provider (Hong Kong)”, Asset Triple A Awards 2024 – Sustainable Investing Awards – Alternatives
- “Best Administrator – Innovation”, HFM Asia Services Awards 2024
- “Hong Kong Fintech Innovation in Asset Management WINNER”, Asia Asset Management Best of the Best Awards 2024
- “Best Fund Administration Service Provider”, Hong Kong Limited Partnership Fund Association Annual Awards 2024
- “Outstanding Offshore Administrator”, 16th Jiefu Fund and Wealth Management Awards
- “Comprehensive Best Service Performance Award” and the “Best Fintech Innovation Award”, Zhitongcaijing Jinzhonghuan Financial Institution List 2024
- “Outstanding Fund Administrator Awards”, Zhitongcaijing Xinzhi Awards 2024
6. Asset Management
- CLSA Asset Management Limited, “Top Investment House in Asian G3 Bonds for 2024”, The Asset
- CLSA Short Duration China Bond Fund (I-USD Distribution), top ranking in Q2 2024’s “1-Year Greater China Bond Fund Performance List” by Wind and HKCAMA
2023
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1. Corporate Finance & Capital Markets
IFR Asia Awards 2023
- Regional Awards: Asian Bank of the Year – CITIC Securities
- Country Awards: China Bond House – CITIC Securities
- Country Awards: Indonesia Capital Markets Deal – Amman Mineral Internasional’s Rp10.7trn IPO
FinanceAsia
Deal Awards – Asia
- Best IPO Asia – Sichuan Kelun-Biotech’s Hong Kong HK $1.56 billion IPO – Sponsor
- Best IPO SEA – Amman Mineral Internasional’s $708 million IPO – International Selling Agent, Joint Global Coordinator, Joint Lead Managing， Underwriter
- Best Property Deal Asia – Yuexiu Property’s HK$8.36 billion rights issue – Joint Underwriter
- Best Bond Deal China Offshore – China Taiping Insurance Holdings’ $2 billion PerpNC5 RegS subordinated capital securities – JBR
2. Fixed Income, Currencies, Commodities
- 2023 Bond Connect Northbound Outstanding Investment Bank Award Winner
- One of the 20 exclusive inaugural trading participants globally to help launch trading on HKEX’s “Core Climate”
3. Wealth Management
- “Excellent Wealth Management – High Net Worth Client”, Financial Services Awards of Excellence 2023,
- “2023 Best Investment Bank HK China – Wealth Management”, IPWM China Awards
4. Fund Services
- “Best Fund Administration Mandate Alternatives (Hong Kong)”, Asset Triple A Awards 2023- Sustainable Investing Awards,
- “Best Offshore Fund Administrator”, 15th Caishi China Fund & Wealth Management, Jie Fu Awards
- “Best Provider of Fund Administration Services”, The Hong Kong Limited Partnership Fund Association Annual Awards 2023
- “Excellence in Fund Administration Services”, Zhitongcaijing Xinzhi Awards 2023
5. Asset Management
- CLSA Stable Income Fund SP won “One Year Yinghua Award – Credit Hedge” by China Fund News
- CLSA Asset Management Limited won “Top Investment House, Asian G3 Bonds” by The Asset
- CLSA Asset Management Limited won “Leading foreign bond trading participants” by SHENZHEN Stock Exchange
6. Equity Derivatives
- “Best House, South Korea”, Structured Retail Products (SRP) Asia-Pacific Awards 2023
- “Equity Derivatives House of The Year”, Asia Risk Awards 2023
7. Institutional Equities
Asiamoney Poll
Regional – brokers
- 1st Best for Corporate Access
- 2nd Best Brokerage Transformation
- 2nd Best Regional Brokerages
- 2nd Best Regional Brokerages for research
- 2nd Best Regional Brokerages for sales
- 3rd Best Regional Brokerages for sales trading
Australia
Brokers
- 1st Best Brokerage Transformation
- 1st Best Brokerages for ESG research
- 1st Best Execution
- 1st Best for Corporate Access
- 1st Best International Brokerages
- 1st Best International Brokerages for Research
- 1st Best International Brokerages for Sales
Individuals
- 1st Best Analyst for Banks – HENNING, Ed
- 1st Best Analyst for Consumer Staples – BARWICK, Richard
- 1st Best Analyst for Financials (non-banking) – HENNING, Ed
- 1st Best Analyst for Industrials – KANG, Daniel
- 1st Best Analyst for Real Estate – DRUCE, James
- 1st Best Economists – FISHWICK, Eric
- 1st Best Quantitative/Technical Analyst – BALANCO, Laurence
- 1st Best Salespeople – MALLACE, Amy
China (A&B shares)
Brokers
- 2nd Best Brokerage Transformation
- 2nd Best Brokerages for ESG research
- 2nd Best Domestic Brokerages
- 2nd Best Domestic Brokerages for Research
- 2nd Best Domestic Brokerages for Sales
- 2nd Best Execution
- 2nd Best for Corporate Access
Hong Kong
Brokers
- 2nd Best Brokerages for ESG research
- 2nd Best Execution
- 3rd Best Brokerages for Sales
- 3rd Best for Corporate Access
Indonesia
Brokers
- 1st Best International Brokerages
- 1st Best International Brokerages for Research
- 1st Best International Brokerages for Sales
- 2nd Best Brokerages for ESG research
- 2nd Best for Corporate Access
- 3rd Best Execution
Individuals
- 1st (Indonesia) Best Salespeople – TJIA, Novita
Japan
Brokers
- 2nd Best Brokerages for ESG research
- 2nd Best International Brokerages
- 2nd Best International Brokerages for Research
- 2nd Best International Brokerages for Sales
- 3rd Best Brokerage Transformation
- 3rd Best Execution
Individuals
- 1st Best Analyst for Banks – YANAGISAWA, Kazue
- 1st Best Analysts for Thematic Strategy – COCHRAN, Shaun
- 1st Best Salespeople – DEL PAPA, Massimiliano
South Korea
Brokers
- 3rd Best Brokerage Transformation
- 3rd Best Brokerages for ESG research
- 3rd Best Execution
- 3rd Best International Brokerages
- 3rd Best International Brokerages for Sales
Malaysia
Brokers
- 1st Best for Corporate Access
- 1st Best International Brokerages
- 1st Best International Brokerages for Research
- 1st Best International Brokerages for Sales
- 2nd Best Brokerage Transformation
- 3rd Best Brokerages for ESG research
- 3rd Best Execution
Individuals
- 1st Best Analyst for Industrials – YAP, Paul
- 1st Best Analyst for Media – YAP, Paul
- 1st Best Analyst for Semiconductors & Semiconductor Equipment – YAP, Paul
- 1st Best Analyst for Software, Internet & Services – YAP, Paul
- 1st Best Analyst for Technology Hardware & Equipment – YAP, Paul
- 1st Best Salespeople – LA FABER, Sean
- 1st Best Strategists – LIM, Sue Lin
Philippines
Brokers
- 1st Best Brokerage Transformation
- 1st Best Brokerages for ESG research
- 1st Best Execution
- 1st Best for Corporate Access
- 1st Best International Brokerages
- 1st Best International Brokerages for Research
- 1st Best International Brokerages for Sales
Individuals
- 1st Best Analyst for Banks – DY, Alfred
- 1st Best Analyst for Construction & Engineering – RAMOS, Joyce Anne
- 1st Best Analyst for Consumer Discretionary – RAMOS, Joyce Anne
- 1st Best Analyst for Consumer Staples – RAMOS, Joyce Anne
- 1st Best Analyst for Energy – GUARIN, Derrick
- 1st Best Analyst for Financials (non-banking) – DY, Alfred
- 1st Best Analyst for Materials – RAMOS, Joyce Anne
- 1st Best Analyst for Real Estate – ESTACIO-CRUZ, Wendy
- 1st Best Analyst for Telecommunication Services – GUARIN, Derrick
- 1st Best Analyst for Utilities – GUARIN, Derrick
- 1st Best Economists – NAFTE, Anthony
- 1st Best Quantitative/Technical Analyst – BALANCO, Laurence
- 1st Best Salespeople – TAMASE, Patricia
- 1st Best Sales Traders – LAO, Ruby
- 1st Best Strategists – DY, Alfred
Singapore
Brokers
- 2nd Best Brokerage Transformation
- 2nd Best International Brokerages
- 2nd Best International Brokerages for Sales
- 3rd Best Execution
- 3rd Best for Corporate Access
- 3rd Best International Brokerages for Research
Thailand
Brokers
- 1st Best for Corporate Access
- 1st Best International Brokerages for Research
- 2nd Best Brokerage Transformation
- 2nd Best Execution
- 2nd Best International Brokerages
- 2nd Best International Brokerages for Sales
Individuals
- 1st Best Analyst for Banks – WONK URAI, Weerapat
- 1st Best Analyst for Consumer Discretionary – WIANGPHOEM, Nantika
- 1st Best Analyst for Consumer Staples – WIANGPHOEM, Nantika
- 1st Best Salespeople – ASVATHITANONTA, Jhoanne
Taiwan
Brokers
- 3rd Best International Brokerages for Sales